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North American Securities Administrators Association (NASAA)

Get the latest news and insights on the North American Securities Administrators Associations' views on financial regulations, enforcement actions and litigation.

Webcasts

Attend free webcasts to get the info you need to solve business challenges!

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NASAA Keeps Waiver, Exam Fees the Same for 2019
NASAA Warns of Marijuana-Related Crowdfunding Scams
SEC Does Not 'Dictate' Cyber Controls, Cyber Chief Says
State Enforcement Actions Spark Jump in Jail Time
'Heightened Supervision' Plans Are a Must for BDs: NASAA

Podcasts

Listen to free podcasts to get the info you need to solve business challenges!

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NASAA Seeks Comments on Cybersecurity Model Rule
State Regulators Bust ICOs in ‘Operation Cryptosweep’
NASAA Releases Snapshot of State Advisor Landscape, Including Top Exam Infractions
NASAA Cautions Investors Against Unicorn Companies
Take Three: Borg's Back as NASAA Chief